COMPLIANCE ANALYST, SETTLEMENTS CONTROLLER, ASSOCIATE / IAM CYBER SECURITY

* Remediation project involving multiple products including Mortgages, loans and credit cards.
* Customer Due Diligence, affirming customers through verification checks.
* Researching, gathering and presenting relevant data to the customer ensuring a full investigation
is complete.
* Maintaining a detailed and accurate audit trail, detailing all evidence sourced during
investigations and rationale for all decisions are captured on the banking system.
* Fluency of multiple systems and databases - including Lloyds, Halifax, and Bank of Scotland's
in-house systems.

* Process UK and overseas business settlements over multiple currencies.
* Comparison of expected funds in from schemes to the actual funds received daily.
* Investigation of settlement differences: Interchange, scheme fees, refunds, recurring rejections.
* Processing manual journal entries into the General Ledger.
* Complete several daily reconciliations and weekly and monthly submission of Management
Information to deadlines.
* Processing payments through BACS and CHAPs

* Internal Asset Management for HSBC's banking system through security analysis on critical
internal applications within client's front and back office, SOX and non-SOX applications.
Onboarding and Data Integrity Review of application includes:
* A preliminary UAT Testing (User Acceptance Testing, Dummy testing).
* Bringing the application live to the internal systems through mediatory calls with developers,
managers and approvers.
* Implementation testing on live data. Some of the testing controls includes; Employees having
the right level of access, number of accessible functions, credit limits, segregation of
duties.

Key Accomplishments:
* Reviewed successfully 80 unique and sensitive applications within team of 60 members by
performing strategic and authentic inspections.
* Provided procedural and technical support to co-workers to resolve issues for completion of
assigned goals.
* Delivered IT security for team project across over 60 countries by utilising important data
safety methods.

* Conducted transactional monitoring, ownership verification, Sanctions, PEP & Adverse Media
screening on client cases & escalated accordingly to MLRO/ management for review upon suspicious
activities & red flags.
* ID and address verification procedures alongside account monitoring to determine value of new
money and level of activity anticipated based on SOW information attained
* Review and prepare all KYC documentation ready for KYC approval by KYC team Managers
* Appropriate documentation of clients supporting documents such as evidence of legal evidence and
registered address requested and checked in line with KYC policy
* Clients include individuals, Limited Company, Trust, Money Service Business (MSB) etc.
* AML procedures and client screening through business search systems - World Check & NNS
* Customer contact via letter and call made if information received is not in line with KYC Policy,
follow up contact made if no response or clarification on information required

* Entering detailed project expenses through purchase ledger.
* Reconciling credit card accounts and running bank payments.
* Reviewing electronic timesheet expenses for reasonableness, VAT recovery and compliance with
company policy.
* Liaising with UK and overseas office managers to resolve queries and improve the information
input into the finance system.
* Assisting with group reporting and supporting all aspects of sales and purchase ledger and
producing reports on chargeable time monthly.