Senior Compliance Officer

London  ‐ Onsite
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Description

I am currently recruiting for a senior compliance officer to join my client, a large well known bank in London. Responsible for;
  • Mostly BAU role focused on day to day compliance advisory to both Corporate Finance & Corporate Banking (mostly Corp finance)
  • This requires in depth knowledge of Corporate Finance from a product and compliance perspective - and offering high level and practical solutions for the business


Profile;
  • Corporate Finance knowledge - in order of importance 1) Capital Markets ECM/ DCM 2) Loans, and 3) Leveraged Finance
  • Thorough knowledge of FCA Handbook and Code of Conduct
  • Knowledge at a very practical level regulations including Market Abuse Regulations (MAR), MiFID, MiFIR


This is a 6 month rolling contract based in London. Pay rate of £550-£650 per day.

If this seems like a good match for you, then please apply with your up to date CV for consideration.

To find out more about Huxley, please visit www.huxley.com
Start date
03/2016
Duration
6 Months
From
Huxley
Published at
12.02.2016
Project ID:
1068188
Contract type
Freelance
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