Description
KPMG are looking to recruit a number of Skilled File Reviewers to work closely with one of their leading clients in Leeds.
Key responsibilities
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Carry out risk assessments and provide appropriate feedback
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Identify any potential fraudulent issues and report back accordingly
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Ensure all regulatory requirements are met in line with business standards
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Provide recommendations for resolutions and ensure they are in line with policy
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Strive for continuous improvement of the review process
Experience required
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A minimum of FPC/CeFA 1,2 and 3 essential
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An understanding of FCA rules and compliance requirements
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An in-depth knowledge of investment and protection products and systems
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Detailed knowledge and experience of financial services products and sales procedures
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Understanding of the complaint handling regulations applicable to the FCA