FPC/CEFA File Reviewer

Yorkshire  ‐ Onsite
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Description

KPMG are looking to recruit a number of Skilled Financial Planner to work with us on a File Review project with one of their leading clients in Leeds. This role is a six month rolling contract. Successful candidates will investigate the advice given to customers to see if products or services were miss-sold. This will involve reviewing documents and contact with customers of the bank.

Key responsibilities

  • Carry out risk assessments and provide appropriate feedback
  • Identify any potential fraudulent issues and report back accordingly
  • Ensure all regulatory requirements are met in line with business standards
  • Provide recommendations for resolutions and ensure they are in line with policy
  • Strive for continuous improvement of the review process

Experience required

  • A minimum of FPC/CeFA 1,2 and 3 or Equivalent required
  • An understanding of FCA rules and compliance requirements
  • An in-depth knowledge of investment and protection products and systems
  • Detailed knowledge and experience of financial services products and sales procedures
  • Understanding of the complaint handling regulations applicable to the FCA

Start date
ASAP
From
Resource Solutions - KPMG
Published at
06.04.2016
Project ID:
1104963
Contract type
Freelance
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