Compliance Adviser

Job type:
on-site
Start date:
n.a
Duration:
6 months
From:
Resource Management
Location:
Somerset
Published at:
03/02/2017
Country:
flag_no United Kingdom
Project ID:
1297694

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Our client is a growing Financial Services Investment Business who are looking for an experienced Compliance Advisor to join their team in Bath.

The purpose of the role is to provide effective Compliance oversight, guidance and support with the appropriate challenge to the business in respect of regulatory risk and compliance.

Key Responsibilities:

  • Support the development of a positive regulatory risk and compliance culture within the business
  • Support the effective implementation of new regulatory impacts on business projects and initiatives
  • Provide effective 2nd line oversight and proactive support to key regulatory areas

Key Skills and experience required:

  • Investment Platform experience is essential
  • Experience of working in a regulatory compliance role
  • Generalist Compliance experience but exposure to the following topics would be advantageous; CASS, Financial Promotions and Financial Crime
  • Good knowledge of the FCA handbook