Description
Compliance Professional - Must have asset management
We are currently looking to hire a Compliance professional to work for a top 100 Asset Manager. This is a role that will involve a number of different aspects of compliance within an Asset Management firm.
Skills/Experience required:
- Experience of working with an asset management firm, with a focus on Investments is essential
- Product/funds - segregated mandates as well as UCITS and AIFMD
- Conduct rules eg best execution and other COBS rules
- Working with Funds depositary (UK and Ireland) regarding investment and borrowing
- Exposure to financial instruments including equities, bonds, property and derivatives
- Excellent FCA regulatory conduct knowledge, with a focus on asset management requirements.
- Experience of working with dealing teams
- Broad and in depth knowledge of investment types, trading venues and supporting operational requirements.
- Experience of working with senior management