Compliance Adviser

Job type:
on-site
Start:
n.a
Duration:
6 - 12 months
From:
Sanderson Recruitment Plc
Place:
London
Date:
03/31/2017
Country:
flag_no United Kingdom
project ID:
1317004

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This project is archived and not active any more.
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Compliance Professional - Must have asset management

We are currently looking to hire a Compliance professional to work for a top 100 Asset Manager. This is a role that will involve a number of different aspects of compliance within an Asset Management firm.

Skills/Experience required:

  • Experience of working with an asset management firm, with a focus on Investments is essential
  • Product/funds - segregated mandates as well as UCITS and AIFMD
  • Conduct rules eg best execution and other COBS rules
  • Working with Funds depositary (UK and Ireland) regarding investment and borrowing
  • Exposure to financial instruments including equities, bonds, property and derivatives
  • Excellent FCA regulatory conduct knowledge, with a focus on asset management requirements.
  • Experience of working with dealing teams
  • Broad and in depth knowledge of investment types, trading venues and supporting operational requirements.
  • Experience of working with senior management