Description
The Role:
- A boutique wealth management services firm are seeking a Compliance Officer and MLRO to assisnt them on a part time basis (3-5 days per month).
- This is a low risk organisation whereby the person would be expected to fulfil all of the duties of a Compliance Officer and MLRO for a select group of clients.
- Potential opportunities to act as apointed representative status to some of client base.
Requirements:
- Senior Compliance experience.
- MLRO experience.
- Happy to work as part of a small team.
- Appointed representative status experience.
- Wealth management background.