Description
Compliance Officer (retail asset Management)
upto £450 per day dependent on experience
6 months (initial)
Based in Kent
- Extensive experience of retail asset management or retail platform business as a compliance officer
- The role will require a retail investment focus (operational)
- Strong knowledge of FCA regulations and legislation Particularly with regards to: COBS, SUP and SYSC (retail investors) and a strong level of retail products knowledge
- Experienced developing strong relationships with retail operations teams .
- Prioritisation skills and a flexible approach to a busy working environment.
- Excellent communication and stakeholder management skills
Hydrogen UK Limited is acting as an Employment Business in relation to this vacancy.