Description
Analyst - Financial Services - Senior Managers Regime - Contract - London
A leading financial services firm are looking for a Senior Managers Regime (SMR) Analyst, this role is based on the SMR regulation which focuses on compliance and conduct to ensure the financial services are protected.
Responsibilities
- Support the development and delivery of sustainable solutions relating to Conduct & Accountability through robust tools, systems and frameworks.
- Support the interpretation and adaption of key regulatory rules, guidance and associated regulatory changes in relation to Conduct & Accountability.
- Contribute to the completion of Statements of Responsibilities for each Senior Manager.
- Contribute to the Firm Accountabilities Map for all in scope entities.
- Facilitate preparation of handover document and activities between incoming and outgoing Senior Managers.
- Support understanding of the impact of Conduct & Accountability on the wider regulatory environment, in particular within Structural Reform Programme.
- Contributing to the production of relevant MI/reports and briefings.
- Tracking deliverables and ensure meeting business and regulatory requirements.
- Support the team with priority activities (often responding to pressing requests from the Regulators, Business Compliance and Senior Managers etc.)
Person Specification
- Strong stakeholder engagement, able to collaborate, advise, and confidently engage on regulatory matters with Line Management, colleagues and stakeholders.
- Knowledge of the Business Unit structures and the roles and responsibilities of the various parts of these businesses.
- Experience creating reports and dashboards for senior management.
- Demonstrable experience working within or closely with a Compliance or Regulatory Function.
- Creative problem solver and excellent team worker.
- Experience of managing multiple and varied tasks through to completion consistently.
- Prioritisation skills essential to meet Line Management expectations and to ensure successful delivery.
- Excellent written and verbal communication skills.
If this role is of interest and you have relevant experience, please apply and I will be in touch shortly.