Compliance Manager - Capital Markets

London  ‐ Onsite
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Description

Compliance Manager - FX - MIFID - Trading - Capital Markets - Global FX Code
A leading capital markets organisation are looking to appoint an interim Compliance Manager to provide accurate, sound and timely compliance advice.
Key Responsibilities:
  • The key focus of the role is to support the FX businesses which comprise: Trading, Sales, Quant and E-trading and FX services, the latter being comprised of standing instructions, payments and currency administration
  • The candidate will also be required to participate in a broad range of MiFID II preparation work streams and other programmes such as the implementation of the Global FX Code.
Key Skills and Experience:
  • The candidate should have at least 5-7 years relevant experience in a major trading house.
  • They should be very well versed in the FCA requirements and the Global FX Code.
  • A good knowledge of MiFID II is required particularly in relation to best execution and transparency.
  • A logical thinker with excellent oral and written communication skills.
  • Able to establish good relationships with 1LOD staff.
  • Able to work effectively independently and as part of a small team.
  • Have good IT skills in word, excel and PowerPoint.
This is a high profile role and will be an initial 3 month contract offering a very competitive rate. All appilcations will be considered within 24 hours.
Cornwallis Elt is an Employment Agency and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UKs fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50.
Start date
ASAP
Duration
initial 3 months
From
Cornwallis Elt Ltd
Published at
30.08.2017
Project ID:
1407638
Contract type
Freelance
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