Description
Compliance Monitoring Office
Liverpool
6 MONTH CONTRACT
Our high profile Banking client currently has an opportunity for a Compliance Monitoring Officer within a operational environment to work in the offices based in Liverpool.
Overview:
The successful candidate will manage compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Key part of the role will be to review various departments on there processes and compliance to help the business hit key regulatory requirements.
Responsibilities:
Analyze existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements.
Validate control processes to ensure compliance with laws, rules and regulations
Assists business unit managers in response to reports issued by regulatory agencies or audit
Key skills:
Relevant experience working in financial services
Good knowledge of the rules & regulations of FCA and ability to analyse legislation relating to other jurisdictions
General awareness of company law and the Financial Services & Markets Act and
Ability to analyse existing & proposed legislation to determine impact on the firm and recommend appropriate response
Strong communication skills
Strong administrative skills
Database skills would be great- Excel spreadsheet good data skills would be good
Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly. Adecco is an employment consultancy and operates as an equal opportunities employer.