Description
*Compliance Analyst - Bank of America Merrill Lynch, London - 3 months initial*
Bank of America Merrill Lynch are looking for a Compliance Analyst, to work in the Equity Aggregation team, at their King Edward Street office. This role will initially be a 3 month contract, with the view to extend.
The Equity Aggregation team is responsible for the correct and timely filing of regulatory large shareholder, Takeover Panel and short position filings required by the firm globally
- Takeover Panel reporting in relevant European jurisdictions (UK, Ireland, France, etc.)
- Regulatory large shareholder reporting in European, Middle Eastern, and African jurisdictions
- Regulatory short position reporting in EU member states
- Disclosure of interest as required on investment recommendations under MAR
- Monitoring against regulatory hard limits in sensitive industries, and taking appropriate action to restrict trading or gain regulatory approval in relation to BofAML's equity holdings as needed
- Providing position information for relevant stakeholders (Business Selections, Legal, Research) as appropriate
- Trade approvals for securities restricted by Equity Aggregation team or pursuant to 1% preclearance requirements of Equity Aggregation policy
- Monitoring for regulatory changes and/or new business initiatives with an Equity Aggregation impact
- Responding to issuer requests
- Driving business requirement creation and documentation and participating in User Acceptance Testing to improve systems with the goal of minimizing manual processes and associated Operational Risk
- QA/QC of team processes as necessary
Candidates should demonstrate:
- Knowledge of equity systems
- Knowledge of using large data systems gained from monitoring trade surveillance or transaction reporting
- Ability to work with large data sets
- Ability to comprehend regulatory changes
- Good investigative skills and attention to detail
- Ability to think out of the box and spot nuances
- Quick learner and ability to operate without much hand holding post initial training
- Ability to provide business requirements to technology and participate in UAT
- Regulatory Reporting experience
*Compliance Analyst - Bank of America Merrill Lynch, London - 3 months initial*
Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.
Adecco is an employment consultancy and operates as an equal opportunities employer.