Description
My client, an established IFA, are looking for a compliance consultant to come in to conduct a suitability review of their advice. The ideal candidate will be able to combine strong regulatory compliance knowledge with supivisory and coaching ability. This role requires financial planning experience with a particular focus on pension regulation.
Essential Skills
- CII Diploma in Financial Planning
- Relevant Pension Qualification (R04, J04, J05, AF3 OR R08)
- Previous field based compliance experience
- File review experience
- AML knowledge
Desired
- Experience in supervising advisors and providing reulatory guidance
- R02
Location: London
Duration: 6 Month +
If you are interested in this suitability review position and meet the above requirements please apply immediately