Internal/IT Auditor

New York  ‐ Onsite
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Description

  • Responsible for Data Testing, Business Testing, must be able to understand both technical and business controls.
  • IT and Internal Audit in a Trading Environment (Electronic Trading, FX Trading)
  • Experience with Business Processes
  • Must have strong banking experience including Corporate Treasury or Global Banking Experience (Equity Capital Markets/Debt Capital Markets)
  • Asset/investment management experience in audit, the line of business and/or other related control/risk/compliance function experience
  • Broad knowledge of asset/investment management services and supporting operations within a wealth management business including portfolio management, portfolio construction, trading, and wealth advisory services
  • Knowledge of applicable laws and regulatory requirements including banking (OCC 12, CFR 9) and broker/dealer regulations (FINRA, SEC)
  • Excellent communication skills; Verbal/Written Communication (Executive Summary)Proficient work paper review skills
  • Excellent risk assessment skills
  • Basic Analytical/Automation Skills; Strong understanding of principles
  • Critical Thinking/Problem Solving
  • Knowledge of investment advisory services and products to support ERISA/DOL plan sponsors and associated regulatory requirements.
  • SQL is plus

Desired Skills:

  • CFA, Certificate in Investment Performance Measurement, Certified Fiduciary and Investment Risk Management, Certified Trust and Financial Advisor, CIA, or other investment related certification or licensing, MBA or CPA
Start date
n.a
From
Software Specialists
Published at
31.08.2018
Project ID:
1624223
Contract type
Freelance
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