Compliance Officer

Job type:
on-site
Start:
09/2018
Duration:
n.a
Place:
Zürich
Date:
09/05/2018
Country:
flag_no Switzerland
project ID:
1626222

Warning
This project is archived and not active any more.
You will find vacant projects in our project database.
Compliance Officer wanted for our Zurich based client in the banking sector.

Your experience/skills:
  • University degree in Law, Economics, Finance or Accounting, alternatively Banking apprenticeship with 5+ years' working experience
  • Background in regulatory aspects of advisory business or compliance/risk management
  • Know-How of advisory related processes as well as regulatory/legal background and development in the area of suitability
  • Understanding of suitability requirements, such as MiFID, CISA and FIDLEG
  • Languages: fluent English and German both written and spoken


Your tasks:
  • Supporting global functional teamwork, including exchanging and reporting knowledge with local suitability subject matter experts
  • Maintaining and updating the client education documents regarding financial instrument categories
  • Providing 2nd line of defence controls for Switzerland with regard to suitability related topics
  • Collaborating with legal and compliance in case of amended or new validations and suitability rules
  • Assisting Pre- and Post Trade Validation rule engine for maintaining and coordinating in case of new rules implementation


Start: ASAP
Duration: 03MM+
Location: Zurich, Switzerland
Ref.Nr.: BH13420

Does this sound like an interesting and challenging opportunity to you? Then take the next step by sending us your CV as a Word document and a contact telephone number.

Due to work permit restrictions we can unfortunately only consider applications from EU or Swiss citizens as well as current work-permit holders for Switzerland.

Going the extra mile…

New to Switzerland? In case of successful placement, we support you with:
  • All administrative questions
  • Finding an apartment
  • Health - and social insurance
  • Work permit and much more