Compliance Officer

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Start date:
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flag_no Switzerland
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Compliance Officer wanted for our Zurich based client in the banking sector.

Your experience/skills:
  • University degree in Law, Economics, Finance or Accounting, alternatively Banking apprenticeship with 5+ years' working experience
  • Background in regulatory aspects of advisory business or compliance/risk management
  • Know-How of advisory related processes as well as regulatory/legal background and development in the area of suitability
  • Understanding of suitability requirements, such as MiFID, CISA and FIDLEG
  • Languages: fluent English and German both written and spoken

Your tasks:
  • Supporting global functional teamwork, including exchanging and reporting knowledge with local suitability subject matter experts
  • Maintaining and updating the client education documents regarding financial instrument categories
  • Providing 2nd line of defence controls for Switzerland with regard to suitability related topics
  • Collaborating with legal and compliance in case of amended or new validations and suitability rules
  • Assisting Pre- and Post Trade Validation rule engine for maintaining and coordinating in case of new rules implementation

Start: ASAP
Duration: 03MM+
Location: Zurich, Switzerland
Ref.Nr.: BH13420

Does this sound like an interesting and challenging opportunity to you? Then take the next step by sending us your CV as a Word document and a contact telephone number.

Due to work permit restrictions we can unfortunately only consider applications from EU or Swiss citizens as well as current work-permit holders for Switzerland.

Going the extra mile…

New to Switzerland? In case of successful placement, we support you with:
  • All administrative questions
  • Finding an apartment
  • Health - and social insurance
  • Work permit and much more