Senior Compliance Manager - Wealth Management

London  ‐ Onsite
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Description

Role: Senior Compliance Manager - Wealth Management

Company: Tier 1 Bank

Location: London

Type: Permanent / Full Time

Salary: £75,000 p/a to £80,0000 p/a

An exciting opportunity has come up within the Wealth Management arm of a Tier 1 Bank.

You will be a part of a team providing on going regulatory compliance advice in relation to the distribution of investment products and services falling under UK and European distribution rules.

This is mainly a first line of defense role however you will also be involved with the implementation of regulatory change across the wealth management business. This will involve participating in major regulatory projects that have a business impact, ensuring that changes are appropriately implemented.

You will need to work closely with other teams on new product sign-off to highlight and, where appropriate, resolve/mitigate any compliance implications so Financial Promotions experience is required.

An In-depth knowledge of financial products, sales / relationship management and key operational processes relating to a sales channel is important to have in this role, especially as it is at VP grade.

The role does not have direct line management responsibility however it would be desirable if you have had previous management experience as you will be required to mentor some of the more junior team members.

Being such a huge organisation they have clients all over Europe so knowledge covering cross border sales is also desirable (MIFID).

If this opportunity interested you please apply online or call me directly, Pritesh Chudasama on to discuss it further.

All calls and applications are treated with the highest confidentiality.
Start date
05/2015
From
Real Staffing
Published at
12.03.2015
Project ID:
867161
Contract type
Permanent
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