Description
Caspian One is working with a large Investment Bank, who are looking for an FCA Senior Compliance Advisor. This role is to liaise with the Team Head and ensure the teams work is aligned to achievement and following the necessary internal requirements and adhering to internal compliance agreements. The ideal candidate will provide advice and guidance to business areas to promote compliance with regulatory requirements and Group Compliance policies. The candidate will need to assist with business development, providing advice on Compliance strategy and regulatory policy where required. Lastly, you will be required to identify any training needs for the team, putting input into the training plan, developing training materials and carry out the necessary compliance training.
Essential Requirements:
Professional Qualification OR 7+ years relevant experience in a compliance advisory capacity
FCA understanding of Compliance policies/requirements
Able to pro-actively liaise with Front Office at a practical level
Ability to analyse and interpret regulations
Ability to identify key issues and escalate them.
Financial/Banking experience
Good Analytical, conceptual and decision making skills.