Description
Compliance AdvisorA Compliance Advisor is required to join a Top Tier Investment Bank for a 6 months rolling contract, mainly to assist in providing guidance and advice on how to ensure the Compliance strategy, solutions and regulatory policy are achieved.
The Compliance Advisor will also assist with business development and ad hoc project work (analysis and recommendations) where appropriate. Another aspect that the Compliance Advisor will become involved in is identifying the training needs that need to be addressed for the team.
To be suitable for this Compliance Advisor position you will need:
A professional qualification or 7+ years of relevant work experience of a sales and trading business in a Compliance Advisory Capacity.
A Good Understanding of FCA rules and Compliance policies/Requirements.
The ability to pro-actively liaise with the Front Office at a practical level.
The ability to analyse and interpret regulations.
If you possess the above profile please do not hesitate to contact me.