Regulatory On-boarding Analyst - FATCA, MiFID, EMIR, Dodd-Frank, Tax,

London  ‐ Onsite
This project has been archived and is not accepting more applications.
Browse open projects on our job board.

Description

An investment bank based in the City of London is looking for a Regulatory On-boarding Analyst to join its prime brokerage arm. This is a 6 month contract, with a strong likelihood of extension, offering up to £290/day.

The successful candidate will join the team responsible for supporting the client on-boarding process with the regulatory categorisation of clients. The analyst will act as an expert for business lines, play a major role in proposing new solutions to improve the department's processes, and daily liaise with the compliance, tax and legal departments, and other on-boarding or KYC analysts within the organisation.

Responsibilities will include (but not be limited to):

  • Reviewing client tax documentation
  • Ensuring that US IRS withholding certificated (Forms W-8 or W-9) or substitute forms are complete, correct and validated in compliance with FATCA.
  • Classifying clients under regulations such as FATCA, MiFID, Dodd-Frank and EMIR.

The ideal candidate will have the following experience:

  • Degree or equivalent in a Business or Legal field
  • Familiarity with US IRS withholding certificates (Forms W-8 or W-9) requirements
  • Strong familiarity with FATCA regulations, IGAs, CRS and implementing requirements
  • Understanding of corporate documents
  • Knowledge of on-boarding and KYC processes
  • Demonstrated ability to deliver a high level of client service

If you are looking for a high-responsibility position within a prestigious organisation within financial services and you have the relevant experience, please apply within.

Regulatory On-boarding Analyst - FATCA, MiFID, EMIR, Dodd-Frank, Tax, KYC, Investment Bank - London

Kite Consulting Group - Recruiting A-Players.
We believe in maximising recruitment ROI by ensuring that our clients hire an A-Player every time and our candidates have access to the best opportunities in our industry. We work exclusively with Financial Market Infrastructure businesses in London and across Europe, partnering with the leading CCPs, Exchanges, Inter-dealer Brokers and Trading Infrastructure Providers.

Start date
n.a
From
Kite Consulting Group Limited
Published at
04.08.2015
Project ID:
958940
Contract type
Freelance
To apply to this project you must log in.
Register