Compliance Officer

Job type:
on-site
Start:
n.a
Duration:
n.a
From:
Resource Solutions - Deutsche Bank
Place:
London
Date:
11/28/2015
Country:
flag_no United Kingdom
project ID:
1028213

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This project is archived and not active any more.
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Deutsche Bank is a client-centric global universal bank. One that is leading change and innovation in the industry - championing integrity, sustainable performance and innovation with our clients, and redefining our culture and relationships with each other.

Overview

Our Legal, Compliance and Government & Regulatory Affairs department manages the legal services, reviews trade reports, and educates to avoid unintentional rule breaches or conflicts of interest, and advices on regulatory and political challenges.

We protect the integrity and reputation of the bank by managing legal risk to make transactions viable and safe. We advise on ethical conduct and identify regulatory solutions. We promote and foster lawful and ethical business through a true partnership with the business.

The Compliance Monitoring and Controls Testing (MCT) team provides assurance over the 1st line of defence controls in place to manage compliance risks. As a Compliance MCT Officer, you will lead and conduct monitoring reviews to assess the business owned controls to mitigate key compliance risks while overseeing and supporting team members.

Key Responsibilities:

    • Ensure effective issue management, including follow-up with the business on the progress of mitigation plans, review and validation of issues proposed for closure, and timely identification and escalation of concerns/slippage
    • Train and coach team members, including through sharing best practice and proactively identifying and facilitating development/learning opportunities
    • Cooperate with other control function stakeholders, including line of business (advisory) compliance, to support the effective scoping of monitoring reviews and identification of future monitoring requirements
    • Support and enhance the monitoring framework, including input into review prioritization, resource scheduling, issue escalation and review standards

You will have:

    • Detailed knowledge of one or more of the following: corporate finance, markets, asset management, wealth management, and global transaction banking
    • Extensive experience in compliance risk, audit or similar function
    • Knowledge of financial markets regulations
    • Excellent teamwork and stakeholder management skills, including supporting the wider team, liaising with Senior Management and securing appropriate outcomes from challenging issues
    • Experience in leading, training and developing team members

You will be:

    • Educated to degree level or have equivalent work experience
    • Highly competent with Excel, Word and PowerPoint
  • A strong communicator, with both written and verbal

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital/civil partnership status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.

Please let us know if you require any adjustments to enable you to apply or attend an interview. If you would like to discuss your requirements, or have any concerns about the application process, please contact your recruiter.

Please note that for the duration of this assignment you will be working as an external resource engaged by Resource Solutions based on site at Deutsche Bank.