Description
Corporate Trust Analystx5, Regulatory, Excel, London, 6 months
My Client a Major Custodial Bank is looking to appoint a team of Analysts with specific Corporate Trust Exposure to work on a regulatory piece for them in London on a 6 month contract.
The Regulatory Administration Office will be responsible for oversight of the operational effectiveness of Corporate Trust EMEA's systems & controls to hold and protect client assets (cash and non-cash) and for the ongoing business operational compliance with EMEA Client Asset rules and regulations across multiple international locations and jurisdictions. Key remediation and Business As Usual programmes of work include UK FCA CASS and Belgium Client Asset Protection.
A key component of the group is to maintain the data integrity of the Master Book of Business database which records all CT EMEA deal appointments, contracting legal entity detail, specific governing contract repository location and linkages to underlying books & record systems.
The position has responsibility to build and maintain an effective regulatory reporting infrastructure for CT EMEA and support the production of key-critical monthly CT Management Information, CT's input to firm level legal entity regulatory returns
ESSENTIAL FUNCTIONS Key Roles & Responsibilities
- Responsible for maintain the data integrity of the Master Book of Business database
- Responsibility to build and maintain an effective regulatory reporting infrastructure for CT EMEA and support the production of key-critical monthly CT Management Information
- Responsible for CT's input to firm level legal entity regulatory
- Responsible for identifying and producing reporting any instances of BAU regulatory breaches to internal governing bodies and internal control
Business Expertise:
- Detailed knowledge of the Corporate Trust business
- Able to effectively communicate and provide practical operational solutions to regulatory challenges.
- Operational compliance with EMEA client asset rules and regulations is critical to maintaining brand reputation and CT's leadership position within the industry.
Problem Solving:
- The EMEA regulatory environment is highly complex with variances across multiple jurisdictions and regulators. CT EMEA operate under heightened regulatory focus with compliance standards are continually raised.
- Able to absorb knowledge of the EMEA client asset rules and be able to think creatively to apply to the CT books & records model
- An analytical mindset.
Nature & Area of Impact:
- The successful candidate will be responsible for the ongoing data maintenance and compliance with EMEA Client Asset rules and regulations.
Interactions/Interpersonal Skills:
- The successful candidate must have good interpersonal skills.
- Job Qualifications: Indicate the minimum and preferred education and experience for this job and any licenses and Minimum Education: Degree
If you wish to apply for the above position, please call me or email
Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly. Adecco is an employment consultancy and operates as an equal opportunities employer.