Compliance Officer

Job type:
on-site
Start:
ASAP
Duration:
9 months
From:
Pontoon
Place:
Lancashire
Date:
11/03/2016
Country:
flag_no United Kingdom
project ID:
1231753

Warning
This project is archived and not active any more.
You will find vacant projects in our project database.

Compliance Officer

Liverpool

9 MONTH CONTRACT

£210 PER DAY

Our high profile Banking client currently has an opportunity for a Compliance officer to join them in their Liverpool office.

Position Summary

Manages compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Thorough knowledge of Financial Services rules and regulations. Strong problem solving, analytical ability oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as Regulators.

Key Skills required:

  • Relevant experience working in financial services (preferably compliance monitoring)
  • Good knowledge of the rules & regulations of FCA and LSE and ability to analyse legislation relating to other jurisdictions where Pershing Europe operate
  • Good awareness of ISA regulations
  • Ability to analyse existing & proposed legislation to determine impact on the firm and recommend appropriate response
  • Strong communication skills
  • Strong administrative skills
  • Strong organisational skill & attention to detail

Responsibilities of a Compliance Officer:

  • Analyse existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements.
  • Validate control processes to ensure compliance with laws, rules and regulations
  • Assists business unit managers in response to reports issued by regulatory agencies or audit

If you wish to apply for the above position, please email me on

Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion.

Adecco is an employment consultancy and operates as an equal opportunities employer.