Compliance Monitoring Manager

City of London  ‐ Onsite
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Description

Investment Banking Compliance

A tier one investment bank is looking for an experienced Compliance Monitoring Manager to join their dynamic team. This firm is offering a competitive salary and bonus package, as well as the opportunity to progress quickly within the organisation.

A key focus of the role will be helping to ensure that a risk-based approach is implemented, linking directly to all investment banking business units, products and services. Your core duty will be to drive forward the implementation of the compliance monitoring strategy, ensuring that the controls in place are effective in their reporting to a number of senior stakeholders.

You will also support senior management in the provision of advice, guidance, direction and interpretation in relation to compliance issues and to develop compliance relationships across relevant designated areas of the business.

This firm is looking for someone with good knowledge of FCA rules and the application of the rules in regards to regulatory reports and reviews. Someone with good knowledge of Fixed Income & Equities products plus some exposure to FX and Derivative products would be a plus

If you are interested in this position, please submit your CV online or for more information please call Edwin on .
Start date
05/2015
From
Real Staffing
Published at
05.05.2015
Project ID:
897846
Contract type
Permanent
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