Description
Senior Compliance Adviser required to join investment bank in the City. Candidates should have numerous years Compliance experience in banking and investment banking sales and front office trading environments on equities products with working experiences of FCA rules and Compliance policies.
Required skills/experience:
Relevant qualification or 5+ years of relevant work experience of sales and trading businesses in a Compliance advisory capacity
Good understanding of FCA rules and Compliance policies and requirements
Ability to pro-actively liaise with Front Office at a practical level
Ability to analyse and interpret regulations
Ability to identify key issues and escalate them in a timely manner
Please apply and watch out for an emailed response from Elevate. Action that email and your application will be complete.