Description
Compliance Manager - Financial Services
We are currently looking to recruit a compliance manager to provide support and guidance, including recommendations on policy and strategy to the Bank in relation to compliance with the FCA's principles, rules and guidance, relevant regulatory requirements, FCA and conduct related matters.
Compliance Manager Responsibilities;
- Provides consultation and compliance expertise to Mortgage business units regarding interpretation and application of consumer laws and regulations.
- Analyse mortgage programme deliverables such as detailed process maps to ensure compliance and conduct requirements are fully considered by the business areas
- Monitors regulatory changes and informs appropriate Bank staff of pending changes and deadlines.
- Independently plan and manage projects as directed by the Head of Compliance or Conduct, including but not limited to, targeted review or training projects, complaint responses, and various complex research and analysis projects across the Mortgage business.
Compliance Manager Skills/Experience;
- To be considered for this role you must have a thorough understanding of mortgage regulation and experience operating at a senior level within a compliance or conduct team.
- CEMAP or FPC qualifications and preferably a degree in Business or Finance.
- Relevant and extensive FCA financial services compliance experience, including knowledge and awareness of the requirements of the FCA rules and guidance, insurance company products, the Data Protection Act and associated guidance, product administration processes and outsourced service arrangements.
Proven abilities in relationship and dispute management with internal and external stakeholders