Description
My client, a leading International Finance Services company, has an opening for a senior Internal Auditor within their central Finance Function. To secure this long term contracting position, the candidate must have significant internal audit experience within Asset Servicing, Management or Financial Services. They must have especially strong experience within SOX and SOX testing, and have excellent communication and senior stakeholder skills.
Key Responsibilities
- Support Audit Teams executing risk based audit projects and SOC 1/SOX 404 projects. Responsible for planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management.
- Provides expertise during the audit engagement.
- Functions in various roles on audit engagements based on the needs of the team. Conducts and documents audits throughout the Corporation.
- Utilizing understanding of various business units to assess whether operations, services and systems have proper controls in place (ie, design and operating effectiveness of the control environment).
- Developing a budget and/or timeframe for how the audit will be completed. Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Departmental Standards.
- Applying analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls.
- Communication of audit results and presentation of recommendations on operations and controls to the business unit.
- Review of work to ensure that Departmental Audit Standards have been met.
- Coordinates with the Specialist Audit Teams (eg, IT, Risk Management) to ensure evaluations of related areas occur timely and cover key areas within the audit engagement.
Knowledge/Skill
- Experience auditing Asset Servicing and/or Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks.
- Extensive knowledge and application of audit procedures and standards
- Knowledge of corporate policies and procedures that relate to auditing/accounting standards; analytical skills are necessary to prepare and document audit reviews.
- Knowledge of the operations, functions, and objectives of interfacing areas is required to properly audit operations, services, systems, workflow, and operational impact on other areas.
Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice ). By submitting personal data to any company or division within the Allegis Group, the applicant is providing explicit consent to the use of such data by the Allegis Group and to the transfer of such data to and from the Allegis Group companies within the UK, Europe and outside the European Economic Area in connection with the fulfilment of the applicant's voluntary requests, and the fulfilment of other job opportunities that match the applicant's profile, and confirms that they may be contacted about such job opportunities.