Compliance Manager

Somerset  ‐ Onsite
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Description

Compliance Manager required to work for a global bank, based in Bristol.

As Compliance Manager, you will provide compliance support for UK Insurance, Life and Pension and Life Based Investment products. This includes the design, manufacture, distribution and ongoing maintenance of these products.

Responsibilities:

  • To assist the Local Compliance Officer discharge their accountabilities set out in the Compliance Officer Handbook.
  • To implement the Group Compliance
  • To assist the LCO in developing and maintaining good relations with regulatory authorities (principally the FCA).
  • To ensure the fair treatment of our customers is at the heart of everything we do, both personally and as an organisation.
  • Assisting line management in their responsibility for complying with regulation, including the provision of advice on compliance and anti-money laundering issues.
  • To provide guidance on regulatory expectations for Insurance.
  • To make line management aware of the standards expected by regulation.
  • To contribute and work within a team within the RC, Insurance Compliance Policy Team.
  • To foster a collegiate relationship with the Bank's key channels lines.
  • To work more closely with other [Client] compliance functions.
  • To continually reassess the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructurings, and the impact of new technology.
  • In conjunction with Compliance department, to implement the Group Compliance Policy by containing compliance risk in conjunction with the relevant compliance department.
  • The term 'compliance' embraces all relevant financial services laws, rules and codes with which the business has to comply.
  • To adhere to and be able to demonstrate adherence to internal controls.
  • To be facilitate improvements in the overall standards of the group's compliance in the Bank's key distribution channels.

Required Experience/Skills:

  • Industry experience in Financial Services/Insurance
  • Regulatory reporting experience.
  • Life and general insurance experience.
  • Pensions compliance and regulation experience.
  • Attitude and desire to perform compliance role with guidance from line management where necessary.
  • Proven ability to interpret and give guidance on complex legal and regulatory issues.
  • Strong negotiation and communication skills, both written and verbal.
  • Ability to make and implement compliance policy and make recommendations.
  • Relevant qualifications and ability to attain relevant qualifications as per the Training &Competency Scheme.

If you have the relevant experience and expertise, please forward an up-to-date CS to Adam Kaley - (see below)

Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice. By submitting personal data to any company or division within the Allegis Group, the applicant is providing explicit consent to the use of such data by the Allegis Group and to the transfer of such data to and from the Allegis Group companies within the UK, Europe and outside the European Economic Area in connection with the fulfilment of the applicant's voluntary requests, and the fulfilment of other job opportunities that match the applicant's profile, and confirms that they may be contacted about such job opportunities.

Start date
ASAP
Duration
6 months
From
TEKsystems
Published at
12.01.2016
Project ID:
1049246
Contract type
Freelance
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