Compliance Manager - Distribution & Marketing

London  ‐ Onsite
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Description

Compliance Manager - Distribution & Marketing

Our internationally renowned client is currently looking to recruit a Compliance Manager who will be the Global Compliance Advisory lead on distribution and marketing, including Compliance input on financial promotions and advisory and technical support on other relevant EMEA and global regulatory requirements, authorisaitons and permissions and related matters.

The successful Compliance Manager will also have the following skills/experience:

SKILLS/KNOWLEDGE

-Expert knowledge of UK and European marketing, distribution and financial promotion rules and advertising standards
-Overall good understanding of FCA regulations, especially COBS and FUND
-Knowledge of Compliance leading practice within the asset management industry relating to conduct of business requirements, conduct risks and controls
-Strong planning, analysis and monitoring skills
-Microsoft Office Suite skills (Word, Excel, PowerPoint, Outlook)
-Ability to work under pressure and meet tight deadlines
-Attention to detail
-Excellent verbal and written communicator with good skills in developing relationships and working with staff at all levels

EXPERIENCE

-Financial promotion compliance experience covering UK and European collective investment schemes acquired ideally in an asset management firm
-Experience and an understanding of EU cross border distribution requirements.
-Experience of working to tight deadlines with high level of attention to detail
-Significant involvement with statutory and regulatory issues affecting regulated business

Start date
ASAP
Duration
3 months
From
Sanderson Recruitment Plc
Published at
31.08.2016
Project ID:
1194969
Contract type
Freelance
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