CASS Risk Manager

London  ‐ Onsite
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Description

Purpose:

The CASS Risk Manager primary role is to act in an advisory/oversight capacity to Business and Operations which are subject to CASS Regulatory requirements.

Responsibilities:

  • Provide CASS Risk specific direction and support to Senior Risk Managers, Business Management and Operations Team Leaders.
  • Provide direction and support to EMEA Legal Entities and locations outside the UK with CASS or equivalent client asset considerations
  • In conjunction with Compliance, provide ongoing advice and direction around the CASS framework adopted by the Business/Operations and the impact of changes to processes.
  • Drive the development of and ensure establishment of CASS Risk metrics by Business and Operations and Legal Entities as appropriate.
  • Provide daily oversight of the CASS metrics output
  • Challenge Business/Operations Management to ensure appropriate remediation action has been taken where issues have been identified
  • Provide reporting and escalation of CASS Risk issues including to the CASS Governance Committees and to Senior Governance Committee within the region, as appropriate
  • Act as the primary risk management representative in all CASS related matters including projects to ensure that any changes to operating models are fully assessed from a risk perspective
  • Represent Risk management at CASS Risk Governance committees

Requirements:

  • Detailed understanding of Custody Operations/Banking, Transfer Agency and other Operations
  • At least 5 years CASS experience

  • An excellent understanding of CASS regulatory requirements

  • A good general knowledge of the financial services industry and its regulations and laws.
  • Previous risk management experience including the development of metrics and providing risk management oversight over business processes.
  • Proven track record of managing and delivering a risk based projects.
  • Experience of dealing with and presenting to senior management.
  • Knowledgeable on good governance practices
Start date
n.a
From
DBFS Ltd
Published at
07.12.2015
Project ID:
1032300
Contract type
Freelance
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