Compliance Officer - Liverpool - 6 months - £200 per day

Job type:
Start date:
6 months
Eurobase People
Published at:
flag_no United Kingdom
Project ID:

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Compliance Officer - Liverpool - 6 months - £200 per day

One of the world's largest Asset Management companies are looking to recruit Compliance Officer for an initial 6 month contract with the possibility of extension. The responsibilities will be to manage the compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements. Thorough knowledge of Financial Services rules and regulations. Strong problem solving, analytical ability oral and written communication skills. The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving. Ability to effectively deal with senior management as well as Regulators.

The Candidate must demonstrate:

  • Relevant experience working in financial services (preferably compliance monitoring)

  • Good knowledge of the rules & regulations of FCA and LSE and ability to analyse legislation

  • General awareness of company law and the Financial Services & Markets Act

  • Good awareness of ISA regulations

  • Ability to analyse existing & proposed legislation to determine impact on the firm and recommend appropriate response

  • Strong communication skills

  • Strong administrative skills

  • Strong organizational skill & attention to detail

  • Excellent project management, interpersonal and analytical skills

  • Detail-oriented with the ability to work under pressure and within tight deadlines

  • Ability to work independently and in a team environment

  • Strong work ethic

If interested please give me a call on the details below for more information. If this is not of interest to you please do pass my details on to anyone you may feel would be.