Description
Our client, a leading investment management company are looking for a Compliance Analyst to work within their Investment Guideline Team. The team is responsible for the coding of pre-trade and post-trade compliance rules in their central compliance engine team, the daily monitoring of post-trade compliance rules and oversight of any pre-trade compliance over-rides.
The overall purpose of the role is to code investment restrictions onto their Compliance system, monitor the funds on a daily basis and escalate & manage any potential breaches.
Skills/Experience Required
- Strong understanding of investment restrictions
- MUST have previous coding experience on thinkFolio (highly desirable), LZ Sentinel or Charles River.
- Previous experience of working within a very focused team
- Strong understanding of Fixed Income securities
- Strong understanding of Derivatives - including IRS, Inflation, CDS and Equity swaps