Description
Our client is a leading Wealth/Investment firm who is looking for a Senior Quality Controller on a long term contract. The purpose of the role is to contribute to the comprehensive analysis of Investment Management activities.
Key Responsibilities:
- Undertaking client suitability quality checks
- Document checking results in a clear and concise manner
- Ensure feedback follows agreed policy and complies with FCA suitability obligations
- Ensure appropriate follow up with Investment Managers
- Provide information to allow MI tracking over quantity and quality of review work
Key Skills & Experience required:
- Previous Quality Control and reviewing experience
- Experience of working within Wealth or Investment management would be extremely advantageous
- Financial Services experience is essential
- Strong attention to detail
- Numerically accurate