Restrictions Analyst

Job type:
Resource Solutions - HSBC
flag_no United Kingdom

Project description:
This project is archived and not active any more.
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HSBC is one of the world's largest banking and financial services organisations. We serve more than 37 million customers through four global businesses: Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Global Private Banking. Our network covers 70 countries and territories in Europe, Asia, the Middle East and Africa, North America and Latin America.

We are currently seeking a Restrictions Analyst with previous experience of Investment Restrictions/Monitoring.

In this role, you will:

  • Ensure all regulatory, client and internal restrictions and guidelines are correctly monitored on post and pre trade
  • Investigate and resolve ad hoc queries and instructions arising from various stakeholders to a high standard
  • Monitor and investigate exceptions arising from the workflow monitor within agreed timescales and escalate to relevant stakeholders where appropriate
  • Assess Fund and Institutional mandates, coding in to Charles River compliance, Bloomberg AIM and/or similar systems and feedback in to the business where rules cannot be coded, and provision to monitor manually

To be successful in the role, you should meet the following requirements:

  • Previous experience of Charles River/Bloomberg is highly desirable
  • Good understanding of financial markets, investment vehicles, asset classes and benchmark indices
  • Previous experience of investment restrictions/monitoring
  • Experience of working within the Front Office
  • High attention to detail

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hong Kong and Shanghai Banking Corporation Limited.