Compliance Manager

North Yorkshire  ‐ Onsite
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Description

Our client is a growing Pensions & Investment company and they are looking for a Senior Compliance Manager to perform a short term contract, with potential opportunity for extension or further opportunities.

Key Responsibilities:

  • Manage the provision of effective Compliance oversight, guidance and support, ensuring appropriate challenge to the business and senior management in respect of regulatory risk and compliance with designated regulation and/or legislation.
  • Provide technical advice, support and guidance on UK and relevant offshore regulatory matters to the business and ensure regulatory policies are in place and are being consistently applied across the business.
  • Develop a positive regulatory risk and compliance culture within the Business and to inform strategic initiatives undertaken.
  • Support the effective implementation of new regulatory impacts on business projects and initiatives, and appropriate oversight regarding remedial actions and business process developments.

Key skills & Experience required:

  • You will have a strong track record working in compliance ideally within Pensions/Investment
  • Detailed knowledge of designated regulatory requirements, incorporating a strong understanding of anti-money laundering, financial crime and data protection regulations.
  • Experience of co-ordinating an investigation and resolution of incidents relating to financial crime- internal and external - and information security breaches, including liaison with relevant internal and external parties.
  • Good knowledge of fraud related issues and how they can impact on financial services companies.

Start date
ASAP
Duration
2 months
From
Resource Management
Published at
19.04.2018
Project ID:
1541117
Contract type
Freelance
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