Description
Compliance OfficerA Compliance Officer is required by a Top Tier Investment Bank to provide advice and support on compliance and regulatory matters to Front Office businesses.
The Compliance Officer will be the Primary Contact for the above business areas comprising Corporates and Markets, dealing with regulatory matters and dealing with the day to day queries that will arise. It goes without saying that the Compliance Officer will require a strong knowledge of local Compliance and Regulatory Requirements and Group Compliance policies. Part of the responsibilities of the Compliance Officer will be to undertake regulatory risk assessments to identify risk and escalate issues to management if need be.
If you have experience of the above and are interested, please do not heistate to contact me.