Description
This role will involve assisting the business heads in their duties as FO supervisors, ensuring daily review of control reports in order to capture and escalate issues. This is a key aspect of the supervisors duties for meeting regulatory requirements and in ensuring operational risks are contained.
Requirements:
Maintains HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators.
Understands, follows and demonstrates compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy.
Skills/experience required;
Trade Assistance
Investment Banking/Front Office Ops (Operations)
Front Office/Middle Office Operations Support & Analysis
Risk & Controls
It would be highly advantageous to have experience with Fixed Income, Rates and Credit