Description
Investment Guidelines Officer - Compliance, Sentinel, Latentzero, Fixed Income, Equity, DerivativesMy global Investment Management client are looking for an interim Investment Guidelines Monitoring Officer to join the London team tasked with monitoring investment guidelines, analysing detected incidents and ensuring resolution of issues. The role will also entail elements of process improvement, rules implementation and compliance reporting.
Skills required:
- Good cross asset knowledge. Including equity, Fixed Income and derivative markets along with local regulations and associated applications.
- Well organised and able to work to sometimes tight and time critical deadlines
- Advanced Excel knowledge (macro level) is preferred.
- LZ Sentinel preferred although not essential. Other compliance engines will be considered
- Excellent communication skills (written and verbal) along with the capacity to work/interact with all levels of management/staff within the organisation.