Description
Compliance DirectorAn experienced Compliance Director is required to join a US originated Asset Manager who are growing out their London base. Whilst the main governance occurs out of California, Santa Monica to be precise, the Compliance Director will be responsible for ensuring that the control frameworks and reporting currently in place is adequate and complies with the FCA rules.
The Compliance Director will also be advising and help to implement the processes and reporting necessary to comply with MIFID II, BASEL III and AIFMD on top of the financial crime provisions such as AML and KYC.
If you have experience of being either a Senior Compliance Officer or Head of Compliance and are looking to make the next step in your career for a 12 months contract, please do not hesitate to contact me.