Compliance Officer

City of London  ‐ Onsite
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Description

Compliance Officer

A leading Financial Services firm based in London is hiring for a Compliance Officer to work as a Compliance Generalist focusing on:
  • Providing input to the Monitoring Plan from formulation to execution.
  • Advising on regulatory laws and regulations and their interpretation.
  • Carrying out thematic reviews.
  • Involved with accurate advice on regulatory implications on products, business strategies and activities and regulatory change projects.
  • Carrying investigation of errors and breaches internally and externally.
  • Manage Compliance Analysts.
  • Ensure the existing policies and procedures are regularly reviewed and any changes required are made and implemented accordingly.


This role requires the Compliance Officer to have knowledge and understanding of FCA rules, specifically, MAR, APER, SYSC, COBS.

If you would like to gain deep experience and knowledge on a broad array of compliance activities and work for a company that will nurture your career development this could be the career move you were looking for.

Please submit your CV online to be reviewed or call me directly, Pritesh Chudasama on to discuss the role further.

Role: Compliance Officer

Salary: £55,000 p/a to £65,000 p/a D.O.E.

Type: Permanent / Full Time

Location: City of London
Start date
10/2015
From
Huxley
Published at
09.09.2015
Project ID:
981652
Contract type
Permanent
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