Description
Job Description
This position is in CIB Surveillance (TS) team in UK as a Trade Surveillance Analyst. The primary responsibility will include performing trade surveillance reference market conduct on trades done in the European/UK regions with a caveat to working on the holistic approach across the Global TS footprint.
Key Roles and Responsibilities
- Participate in trade surveillance's projects and business as usual' in UK and Europe. This includes conducting trade surveillance preliminary investigations and equity aggregation, amongst others. This would include taking on the lead role in certain projects or investigations and liaising with Compliance to ensure an appropriate closure.
Qualifications & Skills
- Understanding of market abuse regulations in UK and Europe. Candidate should also have some familiarity with rules in relation to the FCA (for example, Market Abuse Regulation), US SEC on market conduct.
- Knowledge of trade surveillance systems, such as SMARTS and Mantas.
- Good understanding of trading/booking systems and infrastructure.
- Good understanding and experience in technology project implementation.