Description
Compliance Coding Analyst to support a long term project. Based in London and reporting to the Fixed Income Compliance Director, the Compliance Analyst will be part of the team responsible for ensuring that all portfolios and rules coding correctly in the system. The individual will be based in London but will interact with members of wider compliance team and business across the firms globally.
Responsibilities:
- Implementation and coding regulatory and contractual investment guidelines in compliance systems SIMCORP.
- Interacting with various teams on regulatory and guideline questions as well as analysing and interpreting regulatory documents and client guidelines.
- Reviewing, analysis, qualification & commenting on investment and regulatory guidelines violations related to rule implementation and seek for clarifications.
- Support the development of a global Investment Guideline Compliance function and work in such environment, incl. continuously improving coding principles, guideline standardization and rule coverage and automatization.
Experience/Skills:
- Ability to self-manage workloads
- Effective, results orientated team player
- Fostering Relationships/Stakeholder Management
- Understanding investment instruments and portfolio management
- Investment Guideline knowledge (contractual and regulatory)
- Knowledge of investment compliance systems
- Bachelors Degree in Business, Finance or related subjects or equivalent experience
- Programming language SQL and/or VBA experience
- Experience with industry recognized compliance monitoring systems such as Charles River, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21