Description
For more than 200 years, our global Financial Services Client has been helping people around the world connect with what matters most to them. The company is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services.
Role/responsibilities
- Independently executes assigned audit activities and supervises audit team.
- Responsible for multiple projects simultaneously. Utilizes sound, seasoned analytical skills and possesses product, business, and technical expertise to execute assigned responsibilities. Coordinates, schedules, scopes and leads team activities on audits (incl. large, cross-functional).
- Leads analysis of control deficiencies as well as expansion and refinement of documentation for more complex control deficiencies to drive actionable business impact, influences management on sufficiency of correctives actions, recommends audit rating.
- Implements risk based audit strategy.
- Exercises judgment and critical thinking to influence business partners.
- Identifies control trends in assigned business areas as well as impact to the business and to the Bank overall by applying deep and broad business acumen.
- Coaches/trains team in execution of the audit
Required
- Good understanding and auditing experience of Global Markets
- Working knowledge of GM Products including understanding of Electronic trading flows and controls (Algo trading and Direct Market Access and Sponsored Access Flows)
Candidates will ideally show evidence of the above in their CV in order to be considered.
Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.
Pontoon is an employment consultancy and operates as an equal opportunities employer.