Compliance and Regulatory Manager

London  ‐ Onsite
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Keywords

Description

My Banking client is looking for an experienced Regulatory, Compliance and Operational Risk professional to deliver both an Op Risk framework and a process to ensure an effective AMA.

Key Deliverables
*Produce an operational risk and other supporting policy documents for the approval of the board and the FSA.
*Oversee the preparation of supporting operating procedures by relevant areas.
*Establish a methodology which meets FSA requirements for an Advanced Measurement Approach to operational risk.
*Perform the operational risk due diligence work on proposed acquisitions and report accordingly on exposures, carrying out, where necessary, appropriate stress and scenario testing.
*Audit and report on the standard of operational risk assessment, control and monitoring functions which accompany acquired banking activities, if necessary, recommending and implementing changes. Or: Recommend detailed operational risk assessment, control and monitoring functions to ensure that an appropriate operational risk management framework is in place.

YOU MUST HAVE:
*At least 10 years senior level experience of operational risk in a diversified financial institution.
*High level of technical knowledge of operational risk assessment, control and monitoring methodologies.
*Practical experience of stress and scenario testing.
*Detailed knowledge of the marketplace for bespoke operational risk management systems.
*Experience of working with, and managing relationships with the FSA.
*Able to work within a small team in a dynamic environment, retaining the confidence of colleagues at all times.

Start date
ASAP
Duration
3m
From
Generic Network
Published at
06.09.2011
Project ID:
233181
Contract type
Freelance
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