Description
As a result of a new finance structure currently being put through its initial phase 1 process, there is a need to bring in a Client Asset Sourcebook Subject Matter Expert to ensure the correct risk framework and processes are implemented so that the company can trade to the correct FSA regulations.
This project will incorporate a full analysis of a corporate wrap platform focusing specifically and consulting on:
- Client Assets regulations (6 & 7 most importantly)
- Investment Operations
- Planning and Coordinating Functional and User Acceptance Testing for the Finance systems
- Integration and Reporting.
- Gap analysis and solution documentation.
- Adhoc analysis and project work where necessary.