Compliance Manager

Job type:
on-site
Start:
Immediate
Duration:
12 months
From:
Generic Network
Place:
London
Date:
09/22/2011
Country:
flag_no USA
project ID:
242598

Warning
This project is archived and not active any more.
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Compliance Manager - Advisory, Fixed Income, Credit

KEY RESPONSIBILITIES:
- To provide regulatory advisory services to relevant business areas
- To lead the establishment of on-going business strategies
- To incorporate regulatory changes into the strategic agenda
- To train the businesses in relevant regulations
- To work closely with the monitoring manager and the head of business areas assessed
- To successfully implement key systems and controls
- To actively work to maintain compliance with UK and international systems
- To provide input and advice relating to the launch of new products and services
- To support origination
- To contribute to the on boarding of fund managers
- To contribute, but not to get involved, to the successful monitoring of business lines
- To aid and advise the business on issues relating to conflict of interest
- To provide trading advisory to the Front Office teams as and when required
- To provide transactional support and risks reviews to business areas

KEY REQUIREMENTS:
- Strong retail bank background experience
- Recent experience in a Front Office Advisory role
- Experience of buyside credit trading
- Excellent knowledge of FSA rules and their application
- Excellent COBS experience
- Strong distribution background with particular reference to US
- Primary products areas:

  • Securities
  • Credit Trading

To apply for this position please contact Elena Scopel