Description
Compliance officer
We are looking for a compliance officer to start an exciting new opportunity within a financial services company that is experiencing a large amount of change and growth providing a number of opportunities for individuals.
Job Description
To maintain and develop compliance standards and identification and management of regulatory risk through the provision of compliance advice, challenge and guidance, principally in relation to one or more Business Units.
Role skills and specifics
- Regulatory reporting/operations reporting
- TCF/out sourcing experience.
- Excellent analytical, interpretation and problem solving skills.
- Capable of working with limited supervision, understanding when referral to a manager is appropriate and necessary.
- Experienced in Compliance Technical Advice with the ability to demonstrate outputs are relevant and meaningful to the business
- Client money Knowledge-Would be and added bonus but not essential
If any interest at all please apply