Description
Job Summary:
Under general supervision, prepares quarterly, semi-annual and annual shareholder reports utilizing the application of accounting and financial principles, theories and concepts, researches financial reporting disclosure requirements, SEC and other regulatory filings or ad-hoc requests for an assigned group of mutual funds.Key Responsibilities/Duties:
- Prepares financial statements in accordance with GAAP and SEC requirements to be included in mutual fund quarterly, semi-annual and annual shareholder reports. These financial statements include: the Schedule of Investments, the Statement of Assets and Liabilities, the Statement of Operations, the Statement of Changes in Net Assets, the Financial Highlights and the Notes to the Financial Statements in addition to financial information used in the Management Discussion and Analysis.
- Researches, addresses and follows-up on comments and questions received on the financial statements.
- Coordinates with the Shareholder Communications Department to have financial statements typeset, printed and mailed to shareholders within the 60 day SEC requirement.
- Uses computer applications (ie, Fundsuite, Fundstation, PAS, Mobius, etc.) in performing day-to-day responsibilities.
- Prepares or reviews financial information for the annual updates to the funds registration statements (N1-A sProspectuses) in addition to any subsequent filings. This financial information includes: fee tables, expense examples, advisor compensation, yield information and financial disclosures for the Statement of Additional Information.
- Demonstrates a basic understanding of the overall structure of a mutual fund as well as the management company and the related companies and other third parties that provide services to the mutual fund.
- Prepares Proforma financial statements for proposed fund mergers and other ad-hoc financial reporting requests, as required.
- Works on special projects, as assigned. Work Experience/Knowledge:
- Basic understanding of accounting principles.
- Two years of related work experience is preferred.Skills/Other Personal Attributes Required:
- Financial reporting experience in the mutual fund industry is preferred.
- Interpersonal skills necessary to interact effectively with a variety of individuals are required.
- Solid understanding of accounting and financial principles as it applies to financial reporting issues.
- Strong analytical skills and proficient in reviewing financial data.
- Ability to prioritize work, meet deadlines and concentrate on detailed information.
- Ability to utilize computer equipment and software, specifically spreadsheet applications.
- Ability to cooperate and contribute in a team environment.
Application Requirements
- Client will not accept subcontractors
Required Qualifications:
- Financial Services
- Medical
- Dental
- Vision
- and Life Insurance for Full-time W2 Consultants. Supplemental Disability and Long-Term Care Insurance
- Dependent Care Assistance. 401(k) with Roth feature. Free E-learning Courses