Description
*Compliance Manager*
This is a complex role requiring a detailed understanding of the regulation, systems, processes, risks and controls across multiple lines of business and support functions at a time of significant change to the core business model.
The role-holder will need to possess the ability to balance and prioritise a number of monitoring and point-in-time reviews and have the proven ability to influence and secure buy-in and practical support from senior stakeholders and management at all levels in the business.
The successful candidate will be able to influence and secure support from senior stakeholders to gain acceptance of the results of compliance and monitoring testing environment and the agreement/prioritisation/achievement of appropriate remedial plans where required.
Experience in a second-line Compliance, Audit, Operational Risk Management or Legal department
Knowledge of FSA rules and/or OCC rules (specific experience in regulations relating to Payments, Complaints, Treating Customers Fairly and Insurance is preferred
Demonstrable strong technical knowledge of risk-based testing, monitoring and auditing approaches and have experience in leading these reviews
record of identification of audit automation opportunities and seeing them through to completion - replacing, for example low assurance/high effort sampling with high assurance/low effort data interrogation techniques
Proven track record of influencing senior management
Proven track record of chairing/leading large and/or virtual teams/meetings with effective results
Proven ability to research, compile and present papers or reports for senior management decision making.
hy-phen Limited is acting as an Employment Business in relation to this vacancy.