Description
Regulations, Regulatory, COLL Regulations, Prospectus, Prospectus Reviews, Compliance, ACII, Securities, Trust and Depositary, Restrictions, Investment Management
This position is a mix between a Restrictions Manager and a Technical Restrictions Analyst.
We are looking for someone with Investment Banking experience. You MUST HAVE experience of Regulations, COLL Regs.
Experience of reviewing IM Prospectus for identifying Investment limit rules with real emphasis on Regulations & Prospectus review rules.
You will be assisting with the co-ordination of all aspects of Investment Restriction activity relating to UK Spoke - interfacing directly with all UK Spoke clients.
A strong fund operation background and a technical or compliance background will be preferred.
Beneficial Qualifications:
- Degree in Financial services
- Securities Institute Certificates
- ACII Financial Planning Certificate
Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice.