Description
A leading custodial bank and investment manager has a new compliance contract vacancy at it's head offices inLondon. This is a 6 month contract, and you will be based within the firm's central compliance team focussing on Personal Account (PA) dealing. This is an excellent role for a compliance professional in the early stages of their career that has knowledge and experience within market abuse prevention.Responsibilities :
Personal Account Dealing compliance analyst description:
Necessary Skills:
- Good IT skills, particularly in excel.
- Previous compliance experience, particularly in market abuse or personal trading oversight would be advantageous.
- Candidates with professional compliance or investment management qualifications will be preferred.
- Excellent Attention to detail
- Understanding of different investment/security types.
- Ability to understand the firm's corporate policy, and ability to apply this in practice.
- Familiarity with front office books and records systems (e.g. the use of systems to review both client transactions on portfolios and trading carried out by the firm)
Degree or equivalent preferred
Salary: £200 - £250 per day
Location:CanaryWharf
To find out more about Real please visit www.realstaffing.com